Rules of Provision of Investment Services

Client relationships of Swedbank in providing investment and ancillary services are regulated bythe Conditions for Providing Investment Services. The Conditions and the relating documents are available below and at all Swedbank branches. Swedbank advises you to carefully read the Conditions for Providing Investment Services and the other documents available below.

Agreements

• Terms and Conditions of the Master Agreement for Financial Transactions (effective as of 23.05.2018)
• Conditions for Providing Investment Services (effective as of 03.05.2019)

General investor protection issues and pre-contractual information

• Guide to Financial Instruments
• Target market descriptions for financial instruments
• Pre-trade costs & charges overview materials
• Information Regarding Production of Key Investor Document (KID)
• Information about safekeeping of securities registered in the Estonian securities depository
• Possible Situations of Conflicts of Interests

Execution of orders

• List of Execution Venues and Brokers
• MIC codes of stock exchanges
• Rules for Best Execution of Client Orders (effective as of 01.03.2019)
• Summary of the Rules for Best Execution of Client Orders
• Summary of Swedbank's analysis and conclusions regarding the quality of customer order execution
• Information about execution and transmission of orders
• Best execution report under RTS 27 (Q1 2018)
• Best execution report under RTS 27 (Q2 2018)
• Best execution report under RTS 27 (Q3 2018)
• Best execution report under RTS 27 (Q4 2018)
• Best execution report under RTS 27 (Q1 2019)
• Best execution report under RTS 27 (Q2 2019)

Derivative instruments and clearing

• Swedbank AS has been granted full exemption under EMIR Article 11 (6)
• Indirect Clearing General Terms and Conditions