Rules of Provision of Investment Services

Client relationships of Swedbank in providing investment and ancillary services are regulated bythe Conditions for Providing Investment Services. The Conditions and the relating documents are available below and at all Swedbank branches. Swedbank advises you to carefully read the Conditions for Providing Investment Services and the other documents available below.

• Summary of the Rules for Best Execution of Client Orders
• Summary of Swedbank's analysis and conclusions regarding the quality of customer order execution
• Important Information Regarding Production of Key Investor Document
• Terms and Conditions of the Master Agreement for Financial Transactions (effective as of 23.05.2018)
• European Markets Infrastructure Regulation - EMIR
• Swedbank AS has been granted full exemption under EMIR Article 11 (6)
• Conditions for Providing Investment Services (effective as of 03.01.2018)
• List of brokers
• List of execution venues
• Guide to Financial Instruments
• MIC codes of stock exchanges
• Possible Situations of Conflicts of Interests
• Information about safekeeping of securities registered in the Estonian securities depository
• Pre-trade costs & charges overview materials
• Rules for Best Execution of Client Orders (effective as of 12.01.2018)
• Indirect Clearing General Terms and Conditions
• Information about execution and transmission of orders
• Best execution report under RTS 27 (Q1 2018)
• Best execution report under RTS 27 (Q2 2018)
• Best execution report under RTS 27 (Q3 2018)
• Best execution report under RTS 27 (Q4 2018)
• Target market descriptions for financial instruments